-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UciZbjzPp7O9pKxllZgZYFJCs3uPjTX/2l0Glb7gXcEctOQ4vnJLR1WWzr0hH2iy fujc/sMaUieGkyjK7W5ZkQ== 0000950134-01-001963.txt : 20010308 0000950134-01-001963.hdr.sgml : 20010308 ACCESSION NUMBER: 0000950134-01-001963 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010307 GROUP MEMBERS: EAST TEXAS FINANCIAL CORP /TX/ GROUP MEMBERS: LARRY THOMAS LONG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EAST TEXAS FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000929646 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 752559089 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45519 FILM NUMBER: 1562852 BUSINESS ADDRESS: STREET 1: 1200 S BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 BUSINESS PHONE: 9035931767 MAIL ADDRESS: STREET 1: 1200 SOUTH BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EAST TEXAS FINANCIAL CORP /TX/ CENTRAL INDEX KEY: 0001134571 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 751979756 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 301 EAST MAIN STREET CITY: KILGORE STATE: TX ZIP: 75662 BUSINESS PHONE: 9039848671 MAIL ADDRESS: STREET 1: 301 EAST MAIN STREET CITY: KILGORE STATE: TX ZIP: 75662 SC 13G/A 1 d84774a1sc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* EAST TEXAS FINANCIAL SERVICES, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 27557 21 05 (CUSIP Number) February 21, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages 2 SCHEDULE 13G CUSIP No. 27557 21 05 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Name: Larry Thomas Long 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER 22,650 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 22,650 PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,650 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.9%(1) 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------- (1) Based on 1,162,320 shares of Common Stock, $.01 par value per share, outstanding on December 6, 2000 as reported on the Company's Form 10-KSB filed on January 12, 2001. Page 2 of 9 Pages 3 SCHEDULE 13G CUSIP No. 27557 21 05 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Name: East Texas Financial Corporation 75-1979756 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [X] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA (Texas) 5 SOLE VOTING POWER 52,075 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 52,075 PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 52,075 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.5%(1) 12 TYPE OF REPORTING PERSON (See Instructions) CO - -------- (1) Based on 1,162,320 shares of Common Stock, $.01 par value per share, outstanding on December 6, 2000 as reported on the Company's Form 10-KSB filed on January 12, 2001. Page 3 of 9 Pages 4 ITEM 1. (a) Name of Issuer: East Texas Financial Services, Inc. (b) Address of Issuer's Principal Executive Offices: 1200 South Beckham Avenue, Tyler, Texas 75701 ITEM 2. (a) Name of Persons Filing: East Texas Financial Corporation (the "Company") and Larry Thomas Long (b) Address of Principal Business Office: The principal address for both the Company and Larry Thomas Long is 301 East Main Street, Kilgore, Texas 75662 (c) Citizenship: The Company is organized under the laws of Texas, and Larry Thomas Long is citizen of the USA residing in Texas. (d) Title of Class of Securities: Common Stock, $.01 par value per share (e) CUSIP Number: 27557 21 05 ITEM 3. If this statement is filed pursuant to 240.13d(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). Page 4 of 9 Pages 5 ITEM 4. OWNERSHIP Incorporated by reference to items (5)-(9) and (11) of the cover pages of this statement. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP See Exhibit A. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 9 Pages 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: March 1, 2001 East Texas Financial Corporation By: /s/ Dean Bingham ------------------------------- Dean Bingham, Vice President /s/ Larry Long ------------------------------------- Page 6 of 9 Pages 7 INDEX TO EXHIBITS
Exhibit No. Description - ----------- ----------- A Explanation of Group Membership. 10.1 Joint Reporting Agreement dated as of March 1, 2001 by and between East Texas Financial Corporation and Larry Thomas Long
Page 7 of 9 Pages
EX-99.A 2 d84774a1ex99-a.txt EXPLANATION OF GROUP MEMBERSHIP 1 EXHIBIT A Larry Thomas Long serves as the chief executive officer and a director of East Texas Financial Corporation. Page 8 of 9 Pages EX-10.1 3 d84774a1ex10-1.txt JOINT REPORTING AGREEMENT 1 EXHIBIT 10.1 JOINT REPORTING AGREEMENT In consideration of the mutual covenants herein contained, each of the parties hereto represents to and agrees with the other parties as follows: 1. Such party acknowledges that it is required and eligible to file a statement on Schedule 13G pertaining to the common stock of East Texas Financial Services, Inc. to which this agreement is an exhibit, for the filing of the information contained therein. 2. Such party is responsible for timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided that no such party is responsible for the completeness or accuracy of the information concerning the other party making the filing, unless such party knows or has reason to believe that such information is inaccurate. 3. Such party agrees that such statement is filed by and on behalf of each such party and that any amendment thereto will be filed on behalf of each such party. This agreement may be executed in one or more counterparts, each of which shall be deemed to be an original instrument, but all of such counterparts taken together shall constitute but one agreement. Dated: March 1, 2001 EAST TEXAS FINANCIAL CORPORATION By: /s/ Dean Bingham ------------------------------------ Dean Bingham, Vice President /s/ Larry Thomas Long ------------------------------------ Larry Thomas Long Page 9 of 9 Pages
-----END PRIVACY-ENHANCED MESSAGE-----